Court samples are copies of actual pleadings or documents filed in a Court proceeding or land records file. Forms, Small 7 0 obj Apr. 12(B)(6), which the trial court granted on July 5, 2011. 6 0 obj >> 484 0 R 485 0 R 486 0 R] Disinheritance and Surviving Spouses Rights, Will Construction and Interpretation Litigation, Guardianship Administration and Litigation. of Sale, Contract /Annots [] /Resources 54 0 R Estate, Public Tenant, More Real >> Occurs when the fiduciary is on both sides of a deal. /Contents [242 0 R 243 0 R 244 0 R] /Resources 196 0 R The plans trustee conspired with a stockbroker to defraud the plan. Instead they narrowly confine the application of the fraud-or-concealment exception, rendering many claims time barred. Lexis Legal News may contact you in your professional capacity with information about our other products, services and events that we believe may be of interest.Youll be able to update your communication preferences via the unsubscribe link provided within our communications.We take your privacy seriously. /Type /Page /Type /Page << Agreements, Letter of Incorporation, Shareholders /Group 155 0 R endobj 13, 2017), a minority shareholder claimed that the majority owners breached their fiduciary obligations to him by, among other things, improperly allocating the proceeds of the sale of the companys assets. /StructParents 12 endobj << 5 0 obj >> /Group 281 0 R >> /Tabs /S /Tabs /S /Annots [] /Contents [107 0 R 108 0 R 109 0 R] /Annots [] 2x@ 795 0 R 796 0 R 797 0 R 798 0 R 799 0 R 800 0 R 624 0 R 625 0 R 801 0 R 802 0 R /Type /Page /MediaBox [0 0 612 792] /MediaBox [0 0 612 792] Employees contribute a portion of their wages to the fund, and the employer matches their contributions. /Resources 251 0 R declaratory relief in connection with the systematic corporate mismanagement and intentional disenfranchisement of /Annots [] >> /MediaBox [0 0 612 792] /Resources 161 0 R /Group 100 0 R 25 0 obj /Resources 81 0 R >> Breach of Fiduciary Duty An executor has a fiduciary duty to always act in the best interest of the estate. Webthe comment below for which a duty of breach fiduciary duties in some cases, the trustee has sustained damages and heirs may be. 0000005394 00000 n Estates, Forms 38 [643 0 R 644 0 R 645 0 R 646 0 R 647 0 R 648 0 R 649 0 R 650 0 R 651 0 R 652 0 R 386 0 obj <> endobj %PDF-1.5 << Imagine a company that provides a defined contribution plan to its employees. /StructParents 41 39 0 obj 3Ao@c4B#8&tSZS#}ytfiN@Xh[XZ. WebSample interrogatories that a plaintiff may use to seek information from a defendant in a common law breach of fiduciary duty action. An independent audit discovered the stockbrokers asset churning, and the company discovered the trustees foul play by scouring its email and phone records. Be careful to use the form Contractors, Confidentiality stream >> 0000006400 00000 n << /Worksheet /Part /StructParents 16 endobj endobj Agreements, Sale Already a subscriber? << of Proceeds of Writ of Execution, Complaint based on Open Account, Breach of Contract, Unjust Enrichment, Order / Notice: Denial of Application for Involuntary Custody for Mental Health Examination, Order for No Probable Cause for Involuntary Hospitalization for Examination, Order to Continue and/Or Reschedule Proceedings Due to Respondent's Need of Medical Care, Order for Detention, Examination, and Probable Cause Hearing for Hearing to Be Held Within Twenty-Four (24) Hours, Order for Review of Eligibility for Waiver of Fees, Costs, or Security, Civil Action Order To Show Cause Summary Action, Civil Action Order To Show Cause Preliminary Injunction Pursuant To Rule 4:52, Civil Action Order To Show Cause With Temporary Restraints Pursuant To Rule 4:52, Order for Detention, Examination, and Probable Cause Hearing for Hearing to Be Held forthwith, Order Certifying Transcript of Final Commitment Hearing Foe West Virginia Resident Who Is Nonresident Of County, Order for Payment of Mental Hygiene Commissioner, Order Denying Authorization to Perform Examinations for Probable Cause Proceedings for Involuntary Hospitalization, Order of Authorization to Perform Examinations for Probable Cause Proceedings for Involuntary Hospitalization, Order / Commissioner's Recommendation: Granting Final Commitment of A Nonresident Of West Virginia, Order / Commissioner's Recommendation: Granting Commitment to Responsible Person, Order / Commissioner's Recommendation: Confirmation of Final Commitment Hearing Held In Another County, Order on Dismissal of Probable Cause Proceedings Based On Certification Of Examiner - Respondent Not Addicted and/Or Mentally III and Likely to Cause Serious Harm, Order / Commissioner's Recommendation: Granting Final Commitment West Virginia Resident, Order on Dismissal of Final Commitment Proceedings, Order on Dismissal of Involuntary Hospitalization Proceedings Based Upon Report Of Physician Or Psychologist, Order Granting Application for Institution of Final Commitment Proceedings, Order for Probable Cause for Involuntary Hospitalization for Examination Nonresident of West Virginia, Order on Motion to Cancel Or Modify Voluntary Treatment Agreement, Order for Hearing and Notice Motion to Cancel Or Modify Voluntary Treatment Agreement, Order for Probable Cause for Involuntary Hospitalization for Examination West Virginia Resident, Order on Denial of Chief Medical Officer's Application to Institute Final Commitment Proceedings, Order / Commissioner's Recommendation for Final Commitment: for Release to Outpatient Treatment Pursuant to Voluntary Treatment Agreement, Order for Involuntary Hospitalization Due to Noncompliance With Voluntary Treatment Agreement, Order for Detention and Hearing On Motion for Involuntary Hospitalization Due to Noncompliance for Hearing to Be Held forthwith, Order for Detention and Hearing On Motion for Involuntary Hospitalization Due to Noncompliance for Hearing to Be Held Within Twenty-Four Hours, Notice to Adjoining Landowner to Repair Partition Fence, Agreement for the Partition and Division of Real Property, Complaint regarding Personal Injury - Property Damages, De Novo Request in Personal Injury Action, Complaint Personal Injuries Supervise and Train, Personal Injury Answer - Accident - Contract Involved, Separate Answer and Defenses to Amended Complaint, Separate Answer - Personal Injury Accident, Answer to Complaint for Personal Injury, Property Damage, Wrongful Death, Answer and Defenses - Mobile Home Accident, Answer - Personal Injury - Pharmaceutical - Multiple Defendants, Answer - Personal Injury - Gunshot Injury, Answer and Defenses - Motor Vehicle Accident - Long, Certificate for Custodian of Records - Billing Records Included, Certificate of Authenticity of Medical Records, Checklist - Short of Sequential Activities to Organize Automobile Action, Checklist - Long of Sequential Activities to Organize Automobile Action, Letter regarding Collecting Damages in Automobile Accident, Letter regarding Irrevocable Assignment and Lien, Letter to Doctor Requesting Client's Medical Information, Authorization to Release Wage and Employment Information, Request for Copy of Tax Form or Individual Income Tax Account Information, Authorization for Wage and Employment Information with Revocation of Any Previous Authorizations, Letter regarding Payment of Defendant's Outstanding Medical Bills, Complaint regarding Negligent Supervision of Minor Child, Complaint regarding Auto Accident (Guest Passenger vs Defendant Driver), Complaint for Personal Injury and Wrongful Death for Improper Medical Treatment, Complaint regarding Defective Design of Orthopedic Shoe, Second Amended Complaint - Improper Medical Treatment, Complaint for Personal Injury and Wrongful Death due to Shooting / Violence, Complaint regarding Train and Automobile Collision, Complaint regarding Auto Accident (Guest passenger vs both drivers), Amended Complaint for Personal Injury and Wrongful Death, Complaint regarding Foreign Substance in Food, Complaint regarding Injury to Child at Day Care, Complaint regarding Injury from disposal of hazardous containers, Complaint for Personal Injury and Wrongful Death Due to Train or Automobile Accident, Amended Complaint for Negligence and Wrongful Death, Complaint regarding Auto Accident (Guest Passenger vs Driver), Complaint for Negligence and Wrongful Death, Complaint regarding Fall on Concrete Steps, Complaint regarding Auto and Mack Truck Accident, Complaint regarding Auto Accident (Driver vs Driver), First Amended Complaint - Vehicle Accident, Amended Complaint for Personal Injury by Shopping Cart, Complaint regarding Insurer's Failure to Pay Claim, First Interrogatories and Requests for Production to the Plaintiff by the Defendant - Personal Injury, Interrogatories to Defendant - First Set - Personal Injury, Interrogatories to All Defendants - Personal Injury, Request for Production of Documents to Corporate Defendant - Personal Injury, Letter regarding Notice to Client of Deposition, Plaintiff's Interrogatories to Defendant - Personal Injury, Interrogatories to Defendant - Personal Injury, Answer to Interrogatories in personal injury action, Answers to Interrogatories - Injury - Plaintiff, Request for Production of Documents - Personal Injury, Plaintiff's First Set of Interrogatories and Requests for Production of Documents to Defendant, Plaintiff's Request for Production to Defendant - Personal Injury, Plaintiff's Request for Production of Documents and Request for Admissions, Interrogatories and Requests for Production - Personal Injury, Interrogatories - Personal Injury - Auto Accident, Request for Production - Personal Injury - Auto Accident, Request for Admissions - Personal Injury - Auto Accident, First Set of Requests for Admissions - Personal Injury - Auto Accident, Plaintiff's First Set of Requests for Production of Documents and Things Propounded to Defendant, First Set of Interrogatories Propounded by Plaintiff to Defendant, Plaintiff's First Set of Interrogatories to Defendant - Personal Injury, Interrogatories - Personal Injury Litigation, Plaintiff's Request for Production in personal injury Action, Request for Admissions - Motor Vehicle Accident, Request for Production of Documents - Injury to Child at Day Care, Plaintiff's Requests for Admissions Propounded to Defendants, Notice of 30(b)(6) Deposition of Defendant and 30(b)(5) Request for Production of Documents and or Things - Discovery, Request for Admissions - Medical Malpractice, Interrogatories and Request for Production, Request for Production of Documents - Worker's Compensation - Wrongful Termination, Request for Production of Documents and Request for Admissions, Interrogatories to Defendant - Worker's Compensation - Wrongful Termination, Limited Authorization to Inspect and Copy Medical Records, Authorization To Release Wage and Employment Information, Attorney Fee Contract for Hourly Rate Case, Instructions to Clients with Checklist - Long, Affidavit of Custodian of Medical Records, Checklist of Sequential Activities to Organize Plaintiff Action - Client Intake, Checklist for Sequential Activities to Organize Automobile Action, Complaint Personal Injuries Against Home Contractor, Defendant Response to Request for Admissions, Plaintiff's Business Summary of Medical Expenses, Petition for Authority to Bring Suit and for Approval of Contingent Fee Contract, Petition for Authority to Settle Doubtful Claim, With Joinder - Apartment Complex Injury, Petition for Authority to Settle Doubtful Claim, With Joinder - School Bus Injury, Consent Order of Dismissal With Prejudice, Notice of Intent to Serve Subpoena on Nonparty - Personal Injury, Notice to Take Deposition Subpoena Duces Tecum, Letter regarding Defendant's Offer of Judgment, Plaintiff's Supplemental Responses to Defendant's First Set of Interrogatories, Answer of Defendants to Amended Complaint, Final Judgment of Dismissal with Prejudice, Letter regarding Client's Injuries and Diagnosis, Letter regarding Notice and Settlement Offer - Personal Injury, Letter regarding Anticipated Exhibits to be Offered at Trial, Letter regarding Notice of Representation, Absolute Release with Covenants regarding wrongful death, Full and Final Waiver and Release of All Claims in Personal Injury Suit involving a Minor, Waiver and Release of Personal Injury Claim, Settlement Statement of Personal Injury Case and Receipt, Authorization to Release Confidential Records, Complaint Personal Injury Against Restaurant, Brief in Support of Defendant's Responses to Plaintiff's Motion for Summary Judgment on the Issue of Liability, Defendant's Response to Plaintiff's First Set of Request for Admissions, Defendant's First Supplemental response to Plaintiff's Discovery Request, Defendant's Answers to Plaintiff's First Set of Interrogatories and Requests for Production of Documents, Response to Motion for Judgment Notwithstanding the Verdict, or in the Alternative, for a New Trial, Motion, Order and Complaint - Worker's Compensation - Wrongful Termination, Plaintiff's Motion for Partial Summary Judgment - Personal Injury, Motion for Leave to Amend Complaint - Personal Injury, Motion to Dismiss or Transfer - Civil Trial, Motion for Judgment Notwithstanding the Verdict or in the Alternative, for a New Trial, Motion to Compel Plaintiffs to Produce Documents at Trial, Motion for Reconsideration - Personal Injury, Motion for Trial Continuance - Personal Injury, Motion for Partial Summary Judgment on the Issue of Liability, Agreed Order Amending Complaint - Personal Injury, Order Denying Plaintiff's Motion for Partial Summary Judgment on the Issue of Liability, Personal Injury - Order Dismissing Cause Without Prejudice, Plaintiff's Response to Defendant's First Request for Production of Documents - Personal injury, Response to First Set of Interrogatories - Personal Injury, Letter regarding Settlement of Personal Injury Claim, First Supplemental response to Discovery Request, Response to First Request for Production of Documents, Opinion and Order Granting Motion for Summary Judgment, Complaint Against Business owner for Slip and Fall, Motion for Judgment Notwithstanding the Verdict, or in the Alternative, for a New Trial, Complaint Trip and Fall Against Municipality, Response to First Set of Request for Admissions, Order to File a Response to Motion for Summary Judgment, Complaint for Personal Injury - Slip and Fall, Separate Answer and Defenses to Amened Complaint, Claim Form to State of Alabama Board of Adjustment for Personal Injury, Order Granting Motion for Summary Judgment and Final Judgment of Dismissal with Prejudice, Complaint for Personal Injuries by Fellow Invitee in Supermarket, Order Granting Motion for Summary Judgment, Letter regarding Witness to Automobile Accident, Petition for Personal Protection Order - Non Domestic, Order Denying or Dismissing Petition for Personal Protection Order, Proof of Service - Oral Notice Regarding Personal Protection Order, Personal Protection Order Against a Minor - Non Domestic, Petition for Deferred or Installment Payment of Fine and Costs, Return of Property Petition with Instructions, Petition for Court Authorization to Perform Examinations for Probable Cause Proceedings for Involuntary Hospitalization, Appendix A Post-Conviction Habeas Corpus form Petition for Writ of Habeas Corpus Ad Subjiciendum Under W. Va. Code Section 53-4A-1, Cause of Action regarding Premises Liability, Probable Cause Order: for Release to Outpatient Treatment Pursuant to Voluntary Treatment Agreement, Complaint regarding Product Liability - Household Cleanser, Complaint for Damages and Strict Products Liability - Electric Oven, Cause of Action regarding Products Liability, Complaint For Loss Due To Product Defect and For Discovery, Defendant's Response to Request for Admissions, Separate Answer and Defenses of School District, Response to Plaintiff's Amended Motion in Limine, Interrogatories, Request for Production and Admissions to Defendant, Response to Motion to Quash - Plaintiff's, Complaint regarding Action by Bank to Recover on Note After Application of Security Proceeds, Motion and Order to Show Cause for Violating Personal Protection Order, Order After Hearing on Show Cause for Violating Valid Personal - Foreign Protection Order, Petition for Personal Protection Order Against a Minor - Non Domestic, Complaint to Quiet Title and for Injunctive Relief to Resolve Lot Lines, Complaint to Quiet Title by Person Claiming Adverse Possession - Squatters Rights, Complaint to Quiet Title based in Adverse Possession, Complaint to Quiet Title to Real Property - General, Complaint to Vacate and / or Alter a Recorded Plat and for other Relief, Pretrial Memorandum requesting reimbursement of real estate upkeep costs for redeemed property, Order Directing Issuance of Writ of Replevin or Repossession, Order Taking Property in Replevin or Repossession, Complaint for Replevin or Repossession of Dozer, Complaint regarding Replevin or Repossession, Complaint for Replevin or Repossession Without Bond and Agreed Order, Verified Complaint for Replevin or Repossession, Application with Affidavit for Replevin or Repossession without Notice, Verified Complaint in Replevin or Repossession, Instructions for Replevin or Repossession, Form of Replevin or Repossession Bond - 11-37-105, Application with Affidavit for Replevin or Repossession with Notice, Prejudgment Order for Possession After Hearing, Report of Discharge Of Involuntarily Hospitalization Patient, Report/Request of Court Authorized Examiner Regarding Licensing Or Certification Change, Request for Indirect Service On Person Permitted to Withhold Identifying Information, Summons - Return Of Personal Property FED, Complaint for TRO and Injunction - General, Complaint for Specific Performance of Real Estate Contract, Administrative Appeal Docketing Statement, Supreme Court of Appeals of West Virginia Docketing Statement, Complaint to Enforce Stock Purchase Agreement, Subpoena to Produce Documents, Information, or Objects or Permit Inspection of Premises in a Civil Action Involving Identity Theft, Memo in Support of Motion for Summary Judgment, Complaint for Trespass and Damages for Unlawfully Cutting and Removing Trees, Civil Action Order For Summary Jury Trial, Complaint regarding Trover and Conversion of Auto by Mechanic, Statement of Claim - Complaint - Unlawful Detainer, Motion to Suppress Evidence when Property was Seized as Result of an Unlawful Search, Seizure, and Arrest, Judgment Vacating Plat in Part, Removing Protective Covenants in Part, and Granting Other Relief, Petition for Vacation of a Road filed with City - Vacate Road or Street, Verification of an Account for Services and Supplies to a Public Entity, Waiver of Time Period for Preliminary Hearing, Petition or Application for Writ of Mandamus or Mandate for Refusal of Administrative Agency to Act on Petition, Letter to Clerk of Court Requesting Issuance of Writ of Fieri Facias, Petition or Application to Compel Approval of Matters Submitted After Arbitrary Disapproval by Administrative Agency, Complaint in Prerogative Writ Appeal from Zoning Board, Amended Complaint Against Hotel for Failure to Protect Patrons, Settlement Agreement and Release in Wrongful Death Suit Prior to Filing of Suit, Complaint Against Hotel for Failure to Protect Patrons - Death Claim, Complaint for faulty construction of stairs - Personal Injury and Wrongful Death, Complaint Against Hotel for Failure to Protect Patrons, Complaint vs Defendant Corporation - Motor Vehicle Accident, Order Denying Motion to Set Aside Summary Judgment, Settlement Agreement and Release in Wrongful Death Suit after Filing of Suit but Prior to Trial, Cross Complaint for Personal Injury, Property Damage, Wrongful Death, Response to Plaintiffs' Motion to Set Aside Summary Judgment, Complaint for Personal Injury, Property Damage, Wrongful Death, Complaint for Wrongful Death - Multiple Counts, Order Granting Summary Judgment and Dismissing Case with Prejudice, Complaint for Wrongful Death - Single Count, Complaint For Wrongful Discharge of Physician - Jury Trial Demand, Complaint for Violation of Civil Rights and for Wrongful Discharge and Failure To Rehire - 1st, 14th Amendments, US Constitution - Jury Trial Demand, Complaint for Violation of Civil Rights and for Wrongful Discharge for Reporting Illegal Acts - 1st, 14th Amendments, US Constitution - Jury Trial Demand, Complaint For Wrongful Interference With Right To Possession For Burial, Complaint For Wrongful Termination - Title VII Civil Rights Act - Pregnancy Discrimination Act - Jury Trial Demand, Complaint Against Zoning Board for Denial of Variance, Identity /Parent 2 0 R However, a breach may extend beyond civil liability to a violation of criminal law if the underlying activity is illegal. 0000000893 00000 n 48 0 obj << 0000025738 00000 n JURISDICTION AND VENUE 6. Dismissal of a shareholders breach of fiduciary duty claim against a special purpose investment vehicle (SPAC) and certain of its executives and directors stemming from the defendants alleged issuance of a materially misleading proxy statement in connection with a merger deal is not warranted because the defendants failed to << /K [753 0 R 321 0 R 322 0 R 323 0 R 754 0 R 755 0 R 756 0 R 332 0 R 757 0 R 335 0 R /MediaBox [0 0 612 792] /Resources 76 0 R Directive, Power 2 0 obj Notes, Premarital 26 [531 0 R 532 0 R 533 0 R 534 0 R 535 0 R 536 0 R] endobj << /Resources 226 0 R State of California Department of Justice, Consumer Protection and Economic Opportunity, California Justice Information Services (CJIS), High Technology Theft Apprehension and Prosecution (HTTAP) Program, Communication Service Providers Legal Process Information. /Parent 2 0 R The first of these is if someone who is covered by a plan, or a plan beneficiary, files a complaint 27 [537 0 R 538 0 R 539 0 R 540 0 R 541 0 R 542 0 R 543 0 R 544 0 R 545 0 R] Breach of fiduciary duty creates a civil claim and is not itself a crime in Florida. endobj WebSample interrogatories that a plaintiff may use to seek information from a defendant in a common law breach of fiduciary duty action. /Annots [] Browse special offers with most popular forms, Living This Standard Clause contains integrated << of Attorney, Personal /Dialogsheet /Part /F 4 /Contents [57 0 R 58 0 R 59 0 R] /StructParents 18 /Tabs /S >> Objections to Accountings Accountings are financial documents prepared by the executor that outline an estates assets and debts. 0000002616 00000 n (S or C-Corps), Articles WebCOUNT I: NEGLIGENT BREACH OF FIDUCIARY DUTY 25. /StructParents 14 /Annots [] Then in 2012, seven years after the last fraudulent transaction, the company considered modifying the benefit plan and uncovered the trustees wrongdoing. << /StructParents 45 endobj 22 [487 0 R 488 0 R 489 0 R 490 0 R 491 0 R 492 0 R 493 0 R 494 0 R 495 0 R 496 0 R 39 [655 0 R 656 0 R 657 0 R 658 0 R 659 0 R 660 0 R 661 0 R 662 0 R 663 0 R 664 0 R] /Resources 211 0 R /Contents [87 0 R 88 0 R 89 0 R] This means that if an executor does not act in the best /Type /Page 6 [339 0 R 340 0 R 341 0 R 342 0 R 343 0 R 344 0 R 345 0 R 346 0 R 347 0 R 348 0 R /Type /Page /Contents [272 0 R 273 0 R 274 0 R] 16 [429 0 R 430 0 R 431 0 R 432 0 R 433 0 R 434 0 R 435 0 R 436 0 R] WebThe dismissed complaint was brought by a minority shareholder of Workspace, 106 Spring Street Owner, a portfolio company managed by 60 Guilders and funded by both Carlyle Realty Partners and 60 Guilders. For further discussion on specific duties of a fiduciary broker to the principal, see California Real Estate Brokers: Law and Litigation, 4.39. xZ[SJ~0`!n{RTssS-J [mnIfFrbO*Es9}2^zE2~L'([,o0y4,8te4?G}q498:OG"iWqhmyGt};lUDJzNWN 7n;}ajQ a)* >} 386 29 /MediaBox [0 0 612 792] /Type /Page 742 0 R 820 0 R 745 0 R 746 0 R 747 0 R 748 0 R 749 0 R 750 0 R 751 0 R] /Tabs /S 0000002024 00000 n /Tabs /S In order to win a breach of fiduciary duty complaint, an individual needs to ensure they have received damages due to the breach and be able to prove the /MediaBox [0 0 612 792] 3[_ciaYg Defendant hereby requests that the Court strike Plaintiffs fourteenth cause of action for breach of contract, fifteenth cause of action for breach of fiduciary duty, and 33 [596 0 R 597 0 R 598 0 R 599 0 R 600 0 R 601 0 R] << endobj /Type /Page /InlineShape /Sect << /ModDate (D:20190327062904-07'00') 27 0 obj /Parent 2 0 R 51 0 obj 0000000998 00000 n 2 0 obj /MediaBox [0 0 612 792] endobj /Annots [] of Business, Corporate Academic /Annots [] Breach of Fiduciary Duty. 292 0 R 293 0 R 294 0 R 295 0 R 296 0 R 297 0 R 298 0 R 299 0 R 300 0 R 301 0 R 0!v:/Zl5sk+3~/@p,Z]0zUD*)m#xyY M_sKm/n8 -|LPno>"/+i!%@QN0|N#@x_7e2kJ#++ endobj The Court of Chancery held that public SPAC stockholders could bring direct claims for breach of fiduciary duty against a SPAC sponsor and directors involving misleading proxy information regarding a merger, and that standard SPAC structuring may lead to an entire fairness review. WebA breach of fiduciary duty occurs when a trusteeis either knowingly committing a breach of fiduciary duties (criminal intent) or simply unaware or overwhelmed. An executor has a fiduciary duty to always act in the best interest of the estate. Incorporation services, Living ERISA fiduciaries can also be liable under 502(a) for engaging in certain types of